Continuous Assurance & Governance

Phase 5 — Policy management, compliance framework mapping, risk register & continuous alert monitoring.

Live Assurance KPIs

Controls Tested

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Pass Rate

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Failed Controls

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Open Exceptions

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SOD Conflicts

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Open Alerts

—

Overall Risk

—

Active Compliance Alerts

Raise Manual Alert

Title

Severity

Description

Governance Policies

Create Policy

Policy ID

Version

Title

Owner

Status

Compliance Frameworks

Register Framework

Framework ID

Version

Name

Description

Risk Register

Add Risk Entry

Risk ID

Category

Title

Likelihood (1-5)

Impact (1-5)

Owner

Treatment

Alert Rules

Create Alert Rule

Rule ID

Severity

Name

Metric

Operator

Threshold

Findings Requiring Action

Assign Remediation Owner

Finding ID (UUID)

Owner

Due Date

Actual Closure Date

Finding ID For Mitigation Plan

Mitigation Plan

Process Owner Queue (Read-Only)

Submit Management Response

Finding ID (UUID)

Responsible Owner

Target Date

Response / Justification